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When Can Futures Commission Merchants and Broker-Dealers Be Deemed Banks?

USA - April 10 2019 On March 21, 2019, an Illinois appellate court, for the first time, addressed the liability of a futures commission merchant (FCM) or broker-dealer...

Jeffry M. Henderson, Robert B. Christie.

CFTC and NFA Commodities Regulatory Update

USA - March 11 2019 Departing from its historical practice but following the approach taken by the SEC and FINRA, the Commodity Futures Trading Commission (CFTC) on Feb...

Jeffry M. Henderson.

Regulators Weigh in on Digital Assets, Tokens, Securities, and Derivative Instruments Used in ICOs

USA - November 1 2017 The rise of blockchain technology ventures raising money preternaturally through initial coin offerings and token generation events...

Carl A. Fornaris, Maria Sendra, Marvin A. Kirsner, Barbara A. Jones, Rebecca G. DiStefano, William B. Mack.

Derivatives Update: What You Should Know As We Enter 2017

United Kingdom, European Union - November 22 2016 This year has been full of surprises in the global markets with Brexit, the Republicans’ win of the executive branch and continuing control of the...

Nanette Aguirre, John Kaufmann.

Derivatives Update: What You Should Know As We Enter 2017

USA, United Kingdom, European Union - November 21 2016 This year has been full of surprises in the Global Markets with Brexit, the Republicans’ win of the Executive Branch and...

Nanette Aguirre, John Kaufmann.