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California’s Adoption of ‘Mini-CFPB’ Will Transform Consumer Financial Services Regulation in the State

USA - November 13 2020 On Sept. 25, 2020, California Gov. Gavin Newsom signed into law the California Consumer Financial Protection Law (CCFPL), which was passed by the…

Rosemarie "Rosy" Aleman, Jeffrey Leacox, Marina Olman-Pal, Lisa M. Simonetti.

FRB and FinCEN Propose Significant Amendments to Recordkeeping and Travel Rule Regulations

USA - October 29 2020 On Oct. 23, 2020, the U.S. Department of the Treasury, Financial Crimes Enforcement Network (FinCEN) and the Board of Governors of the Federal…

Kyle R. Freeny, Marina Olman-Pal, Pamela Garcia De Presno.

Paycheck Protection Program: PPP Borrowers May Need Prior SBA Approval for Change in Ownership Transactions

USA - October 9 2020 Under new guidance from the Small Business Administration (SBA) issued through a Procedural Notice (Notice) on Oct. 2, 2020, certain PPP borrowers…

Lee Ann Anderson, Bryan X. Grimaldi, Barbara A. Jones.

SEC Issues No-Action Letter Facilitating the Secondary Trading of Digital Assets

USA - October 8 2020 On Sept. 25, 2020, the Securities and Exchange Commission (SEC) issued a No-Action Letter1 to the Financial Industry Regulatory Authority (FINRA), in…

Jocelyn M. Coney, Barbara A. Jones, William B. Mack.

USEF’s Mileage Rule: A 14-Year Journey from JES Properties

USA - October 5 2020 On Sept. 21, 2020, the Office of the Comptroller of the Currency (the OCC) issued guidance pertaining to whether national banks could hold stablecoin…

Jocelyn M. Coney, Barbara A. Jones, William B. Mack.