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Supreme Court Rules in Lorenzo v. SEC

USA - April 3 2019 On March 27, 2019, the US Supreme Court's decision in Lorenzo v. Securities and Exchange Commission resolved the issue of whether a securities fraud...

Nina S. Thanawala, Alexandrea Rahill.

Judge Holds Blockvest Token a Security Under Howey, and the Wait for a Non-Security Token Continues

USA - February 19 2019 Last week, U.S. District Judge Gonzalo Curiel of the Southern District of California reversed his previous November 2018 order and issued a...

Gary Goldsholle, Josh Oppenheimer.

SEC Proposes Best Interest Standard for Retail Accounts and Related Disclosure Requirements

USA - April 26 2018 On April 18, the Securities and Exchange Commission (SEC or Commission) voted 4-to-1 to propose a set of new rules intended to: (1) create a “best...

Timothy A. Work, Joni Andrioff, Kate Jensen, Micah S. Green, Patrick S. Menasco, Melanie Nussdorf, Eric G. Serron, Scott A. Sinder.

Post ChiassonNewman the future of insider trading laws, regulations and litigation

USA - October 13 2015 It is not often that the Supreme Court’s denial of certiorari represents a major legal development. It is significant, however, when that denial...

Philip S. Khinda, Kevin J. Harnisch, Michelle L. Levin, Micah S. Green, Michael Campion Miller.

SEC speaks 2015: enforcement trends and priorities for the year ahead

USA - March 5 2015 On February 20 and 21, 2015, the US Securities and Exchange Commission held its annual “SEC Speaks” conference in Washington, DC, where Commissioners...

Philip S. Khinda, Kevin J. Harnisch, David M. Crane, Timothy A. Work.