Kit Addleman
Haynes and Boone LLP
Articles
'Tell Us About Your Crypto Impact' - SEC Posts Sample Comment Letter
USA - December 15 2022 In the wake of increasing financial distress and high-profile events within the cryptocurrency market, the SEC staff recently issued disclosure…
SEC and CFTC Send $2 Billion Message Regarding Monitoring and Preserving Employee Electronic Communications
USA - October 19 2022 If there is one thing the Securities and Exchange Commission (SEC) does well, it's identifying a discrete and potentially common violation of the…
Beware of 'The Cheetah' - the SEC’s increased scrutiny of rule 10b5-1 plans
USA - September 22 2022 U.S. Securities and Exchange Commission (“SEC”) Chair Gary Gensler has publicly expressed his view that Rule 10b5-1 “has become antiquated,…
FBI and MI5 Sound Alarm on Covert Chinese State Interference in Private Sector
China, United Kingdom, USA - July 26 2022 Federal Bureau of Investigation (“FBI”) Director Christopher Wray and Security Service (“MI5”) Director General Ken McCallum issued a joint warning…
Tammie Banko, J. Nicholas "Nick" Bunch, Kenneth G. Parker, Ryan Patrick
DOJ Charges Wire Fraud (Read, Insider Trading) in NFTs
USA - June 28 2022 In a recently unsealed indictment, the Department of Justice ("DOJ") charged Nathaniel Chastain with wire fraud and money laundering1 in a scheme…
