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'Tell Us About Your Crypto Impact' - SEC Posts Sample Comment Letter

USA - December 15 2022 In the wake of increasing financial distress and high-profile events within the cryptocurrency market, the SEC staff recently issued disclosure…

Kurt L. Gottschall, Timothy Newman, Payton Roberts

SEC and CFTC Send $2 Billion Message Regarding Monitoring and Preserving Employee Electronic Communications

USA - October 19 2022 If there is one thing the Securities and Exchange Commission (SEC) does well, it's identifying a discrete and potentially common violation of the…

Ronald W. Breaux, Kurt L. Gottschall, Timothy Newman

Beware of 'The Cheetah' - the SEC’s increased scrutiny of rule 10b5-1 plans

USA - September 22 2022 U.S. Securities and Exchange Commission (“SEC”) Chair Gary Gensler has publicly expressed his view that Rule 10b5-1 “has become antiquated,…

Kurt L. Gottschall, Timothy Newman

FBI and MI5 Sound Alarm on Covert Chinese State Interference in Private Sector

China, United Kingdom, USA - July 26 2022 Federal Bureau of Investigation (“FBI”) Director Christopher Wray and Security Service (“MI5”) Director General Ken McCallum issued a joint warning…

Tammie Banko, J. Nicholas "Nick" Bunch, Kenneth G. Parker, Ryan Patrick

DOJ Charges Wire Fraud (Read, Insider Trading) in NFTs

USA - June 28 2022 In a recently unsealed indictment, the Department of Justice ("DOJ") charged Nathaniel Chastain with wire fraud and money laundering1 in a scheme…

Shelley J. Rosensweig, Vicki Martin-Odette, Stuart Slayton