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ASIC release Consultation Paper on potential changes to disclosure of fees and costs

Australia - January 25 2019 ASIC is consulting on potential changes to how fees and costs are disclosed by issuers of superannuation and managed investment products issued to...

Hillary Ray, Elaine Wilson.

Deterrence in Enforceable Undertakings: ASIC Study

Australia - November 13 2018 A study commissioned by ASIC has found that enforceable undertakings are effective in deterring financial services and credit providers from engaging...

Hillary Ray.

UPDATE: ASIC finalises guidance on approval and oversight of compliance schemes for financial advisers

Australia - October 10 2018 ASIC’s Regulatory Guide 269: Approval and oversight of compliance schemes for financial advisers (“RG 269”) was released on 28 September 2018. It...

Hillary Ray, Elaine Wilson.

ASIC’s enhanced vision for 2018-2022

Australia - September 27 2018 ASIC has released its 2018-2022 Corporate Plan, noting both its regulatory and registry roles while promoting a vision of “a fair, strong and...

Hillary Ray.

ASIC enforcement outcomes: January to June 2018

Australia - August 21 2018 ASIC has released Report 585 (“report”) outlining its enforcement activities and outcomes during the period 1 January to 30 June 2018. The report...

Hillary Ray, Audrey Amour.