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Frances Floriano Goins

Ulmer & Berne LLP

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Ohio Supreme Court Clarifies the Definition of “Participating in or Aiding” Securities Fraud

USA - November 7 2018 In a recent landmark decision, the Ohio Supreme Court declared that R.C. 1707.43 does not impose joint and several liability on a custodian of a...

Daniela Paez.

SEC Civil Penalty Against Charles Schwab Reflects New Trend in Enforcement of SAR Requirements

USA - August 13 2018 The question of whether it is necessary to file a suspicious activity report (SAR) recently became more complex for members of the financial services...

Alan M. Wolper.

Coming Soon to a Company Near You: California’s New Consumer Privacy Act

USA - July 9 2018 Last week, California passed expansive new legislation to regulate the collection, purchase, sale, and processing of personal information of...

Michael A. Marrero.

Don’t Panic: GDPR Is Here, But There’s Still Time to Comply!

USA, European Union - June 22 2018 Much like Y2K, the long-awaited and much-feared GDPR compliance drop dead date of May 25th came and went without much ado. This left many of us, both...

Michael A. Marrero, Maxwell Berg.

Last Call for GDPR Compliance

European Union - May 11 2018 Have you thought about whether your business can, or must, comply with the GDPR? The European Union’s (EU) GDPR (General Data Protection Regulation)...

Michael A. Marrero.