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MaRisk-Novelle 2016 - BaFin stellt geplante neue Vorgaben zu Risikomanagement und Auslagerung vor

Germany - July 4 2016 Nachdem die letzte MaRisk-Novelle bereits mehr als drei Jahre zurückliegt, hat die BaFin einen Konsultationsentwurf zur MaRisk-Novelle 2016 vorgelegt...

MaRisk 2016 amendment - BaFin introduces new requirements for risk management and outsourcing

Germany - July 4 2016 After more than three years since the last MaRisk Mindestanforderungen an das Risikomanagement (minimum risk management requirements) amendment...

Germany: implementation of the Single Resolution Mechanism

Germany - September 2 2015 The German legislator has started to implement the Single Resolution Mechanism ("SRM") into national law. The SRM is based on the Bank Recovery...

Dr. Joachim Kaetzler.

Draft bill implementing the Transparency Amendment Directive into German law

Germany - June 10 2015 On 29th April 2015 the German federal government (Bundesregierung) published a draft bill implementing the Transparency Amendment Directive on...

Dr. Joachim Kaetzler.

Purchase of funds as portfolio manager qualifies as marketing; new BaFin FAQ regarding marketing of funds in Germany

Germany - April 28 2015 On 20 March 2015, the German Federal Financial Supervisory Authority ("Bundesanstalt für Finanzdienstleistungsaufsicht" (BaFin)) published an amended...

Dr. Daniel Voigt.