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Bank D&O liability insurance: have you reviewed your policy recently?

USA - October 25 2013 The FDIC issued a Financial Institution Letter (FIL) this month advising banks of the recently noted increase in exclusionary provisions in…

Robert M. Taylor III, Frank E. Lawatsch, Jr, Michael T. Rave.

Civil liabilities connected with conflict minerals reports

USA - October 18 2012 Issuers of federally registered securities should take steps now to minimize their risk of liability under the new "conflict minerals" rules under the Dodd-Frank Wall Street Reform Act.

Elizabeth S. Kim.

NYSE and Nasdaq propose compensation committee rules

USA - September 28 2012 Earlier this week, both the NYSE and Nasdaq submitted proposed rules to the Securities and Exchange Commission (SEC) setting forth the factors that they will use to determine independence for compensation committee members and compensation advisers.

David P. Doyle, Richard Leu, Sabino (Rod) Rodriguez.

SEC issues Dodd-Frank compensation committee rules

USA - June 22 2012 The Securities and Exchange Commission (SEC) issued final Rule 10C-1 on Wednesday, directing securities exchanges to adopt rules requiring compliance with:.

David P. Doyle, Sabino (Rod) Rodriguez.

Traps for the unwary - negotiating the Nasdaq shareholder approval rules for securities offerings

USA - March 2 2012 You're planning a capital raise for a Nasdaq-listed issuer.

Colleen R. Diver, Aileen C. Meehan, Michael T. Rave.