Peter J. Bilfield
Day Pitney LLP
Articles
Generations Summer 2022 - The Archegos Scandal: The SEC Responds
USA - September 6 2022 In late March 2021, Archegos Capital Management LP, the family office of Bill Hwang, a former New York-based hedge fund manager, defaulted on margin…
New York and Connecticut Adopt Changes to Modernize Securities Filings
USA - December 4 2020 On December 1, the New York State Attorney General announced that it had adopted amendments to its regulations (13 NYCRR 10[1] and 13 NYCRR 11[2])…
SEC Risk Alert Shines Spotlight on Private Funds
USA - September 25 2020 On June 23, the U.S. Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert focused on…
Eliza Sporn Fromberg, Erik A. Bergman, Lydia Joo Lee, Henry Nelson Massey
COVID-19 Temporary Relief: New York-Regulated Banks Required to Grant 90-Day Forbearances for Some Borrowers
USA - March 25 2020 Certain businesses and individuals facing financial hardship as a result of the COVID-19 pandemic were granted a temporary reprieve from the…
California Consumer Privacy Act: Compliance Best Practices for Investment Managers
USA - November 20 2019 In 2018, the State of California enacted a wide-sweeping privacy law for California resident consumers titled the California Consumer Privacy Act of…
