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New York and Connecticut Adopt Changes to Modernize Securities Filings

USA - December 4 2020 On December 1, the New York State Attorney General announced that it had adopted amendments to its regulations (13 NYCRR 10[1] and 13 NYCRR 11[2])…

Eliza Sporn Fromberg, Peter J. Bilfield.

Covid-19 Emergency Order Authorizes CT Municipalities to Hold Public Meetings and Voting by Remote Participation

USA - October 23 2020 On October 20, Connecticut governor Ned Lamont issued emergency Executive Order No. 9H approving remote participation in municipal meetings…

Judith A. Blank, Douglas W. Gillette, Glenn G. Rybacki, Namita Tripathi Shah, Richard J. Wasserman.

SEC Risk Alert Shines Spotlight on Private Funds

USA - September 25 2020 On June 23, the U.S. Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert focused on…

Eliza Sporn Fromberg, Erik A. Bergman, Peter J. Bilfield, Henry Nelson Massey.

COVID-19 Order: Connecticut Nonstock Corporations May Now Hold Remote Membership Meetings

USA - May 14 2020 Charities and other Connecticut nonstock corporations may hold their membership meetings online pursuant to emergency Executive Order No. 7NN (the…

Patricia Jimenez, David A. Swerdloff, Lane T. Watson.

COVID-19 Emergency Order Allows Remote-Only Shareholder Meetings for Connecticut Corporations

USA - March 22 2020 On Saturday, March 21, Connecticut Governor Ned Lamont issued an emergency Executive Order giving Connecticut corporations the ability to conduct…

David A. Swerdloff, Lane T. Watson.