USA - September 25 2020
On June 23, the U.S. Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert focused on…
Eliza Sporn Fromberg, Erik A. Bergman, Peter J. Bilfield, Lydia Joo Lee
USA - April 6 2020
The following is a summary of key corporate governance points that the Board of Directors (or the manager or the board of managers of a limited…
Michael J. Dunne, Brian W. Fischer
USA - August 13 2015
Can you form a substantive, pre-existing relationship in fewer than 30 days? For Internet platforms offering private placements in reliance on Rule…
Eliza Sporn Fromberg, Jeffrey A. Clopeck
USA - November 4 2014
Securities and Exchange Commission (SEC) enforcement actions have moved out of the realm of punishing wrongdoers for harm caused and into preemptive…
Jennifer Genovesi Bassett
USA - July 15 2013
On July 10, the Securities and Exchange Commission ("SEC" or the "Commission") approved final rules eliminating the decades-old prohibition against…
Eliza Sporn Fromberg, R. Scott Beach, Greg H. Kahn, Michael T. Rave