Eliza Sporn Fromberg

Day Pitney LLP


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Regulation A+ could go to the head of the class

USA - March 30 2015 On March 25, the Securities and Exchange Commission (SEC) adopted final rules implementing Title IV of the JOBS Act by adopting amendments to…

Kendall M. Wilson.

Ten things you need to know before engaging in accredited crowdfunding

USA - October 7 2014 It has been over a year since the Securities and Exchange Commission (SEC) permitted securities issuers to market their capital raises using general…

SEC grants relief to M&A brokers from broker-dealer registration

USA - February 7 2014 In a no-action letter dated January 31 and revised on February 4 (the "M&A Brokers Letter"), the Securities and Exchange Commission (SEC) Division of…

Jeffrey A. Clopeck.

So you want to be a crowdfunding portal? Top 10 traps for the unwary

USA - January 10 2014 While both startups seeking capital and investors on the prowl for the next big thing have been quick to endorse equity crowdfunding, there's a third…

Michael J. Burwick.

New general solicitation rules impact on private funds

USA - December 23 2013 Beginning September 23, many issuers, including hedge funds, private equity funds and venture capital funds, were permitted to use general…

Greg H. Kahn.