Eliza Sporn Fromberg

Day Pitney LLP

Articles

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Ten things you need to know before engaging in accredited crowdfunding

USA - October 7 2014 It has been over a year since the Securities and Exchange Commission (SEC) permitted securities issuers to market their capital raises using general…

New York and Connecticut Adopt Changes to Modernize Securities Filings

USA - December 4 2020 On December 1, the New York State Attorney General announced that it had adopted amendments to its regulations (13 NYCRR 10[1] and 13 NYCRR 11[2])…

Peter J. Bilfield, Lydia Joo Lee.

So you want to be a crowdfunding portal? Top 10 traps for the unwary

USA - January 10 2014 While both startups seeking capital and investors on the prowl for the next big thing have been quick to endorse equity crowdfunding, there's a third…

Michael J. Burwick.

New general solicitation rules impact on private funds

USA - December 23 2013 Beginning September 23, many issuers, including hedge funds, private equity funds and venture capital funds, were permitted to use general…

Greg H. Kahn.

CFTC external business conduct standards - temporary relief to foreign exchange transactions

USA - May 8 2013 A no-action letter issued on May 2 provides swap dealers and major swap participants with temporary relief from compliance with External Business…

Henry Nelson Massey.