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Identifying Investment Contracts, From Chinchillas To Crypto

USA - October 5 2018 Almost all business ventures involve someone investing money for the purpose of earning a profit. In many cases, multiple investors pool their money...

Trayton D. Oakes, Rikard D. Lundberg.


SEC Signals Changing Views on Regulation of Proxy Advisory Firms

USA - September 18 2018 In recent years, the friction between public companies and proxy advisory firms--companies that provide proxy vote recommendations to institutional...

Travis J. Norton.


Three Notable Developments for Cryptocurrency Firms Portend Future Regulatory Enforcement Actions

USA - September 13 2018 The price of bitcoin is down nearly 80 percent since January 2018. Many other cryptocurrencies are down with it and investors are bearish about the...

Ian V. O'Neill, Sarah Auchterlonie, Emily R. Garnett, Jeffrey M. Knetsch, Rikard D. Lundberg.


Interests in Pooled Investment Entities, Such as Sports Betting Funds, Likely Constitute Securities

USA - September 12 2018 On Sept. 10, the Securities and Exchange Commission ("SEC") announced the filing of settlement enforcement actions against two Nevada sports betting...

Scott E. Wiegand, Rikard D. Lundberg.