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Fintech in Brief: OCC Issues New Crypto-related Interpretive Letter

USA - January 6 2021 On January 4, 2021, the Office of the Comptroller of the Currency (OCC) issued the latest in a string of interpretative letters on permissible…

Armand J. Santaniello, Joshua E. French, Kate Henry, Kenneth F. Ehrlich, Matthew D. Hanaghan, Meghan E. Kelly, Michael K. Krebs, Seth P. Berman, Thomas J. Curry, William J. Bernat.

Fintech in Brief: Financial Trade Associations Oppose Novel OCC Charter with Uninsured Deposits

USA - December 9 2020 On December 7, 2020, several bank and credit union trade associations (collectively, the “Associations”) submitted a joint letter (the “Letter”)…

Armand J. Santaniello, Joshua E. French, Kate Henry, Kenneth F. Ehrlich, Matthew D. Hanaghan, Meghan E. Kelly, Michael K. Krebs, Seth P. Berman, Thomas J. Curry, William J. Bernat.

Fintech in Brief: OCC Finalizes True Lender Regulation

USA - October 29 2020 On October 27, 2020, the Office of the Comptroller of the Currency (the “OCC” or the “Agency”) adopted a final “true lender” rule governing loans…

Armand J. Santaniello, Blake C. Tyler, Joshua E. French, Kate Henry, Kenneth F. Ehrlich, Matthew D. Hanaghan, Meghan E. Kelly, Michael K. Krebs, Seth P. Berman, Thomas J. Curry, William J. Bernat.

SEC Proposal for Limited Exemption from Broker-Dealer Registration

USA - October 21 2020 On October 7, 2020, the Securities and Exchange Commission (the “SEC”) proposed a limited, conditional exemption from the broker registration…

Elizabeth S. Myers.

The Dangers of Using Finders in Early Stage Financing Transactions

USA - August 31 2020 Early stage companies almost always lack two critical resources: time and money. Not only do they barely have enough time to run the business, but…

Elizabeth S. Myers.