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SEC Proposal for Limited Exemption from Broker-Dealer Registration

USA - October 21 2020 On October 7, 2020, the Securities and Exchange Commission (the “SEC”) proposed a limited, conditional exemption from the broker registration…

Jeremy Halpern

PPP: SBA Provides Process for a Change of Ownership

USA - October 6 2020 On October 2, 2020, the SBA provided notice to PPP lenders regarding the process by which PPP borrowers may undertake a “change of ownership” while a…

Joshua E. French, Shannon S. Zollo

The Dangers of Using Finders in Early Stage Financing Transactions

USA - August 31 2020 Early stage companies almost always lack two critical resources: time and money. Not only do they barely have enough time to run the business, but…

Jeremy Halpern

Important PPP Clarifications on Owner-Employee Compensation Rules and Rent Forgiveness

USA - August 26 2020 With many PPP borrowers now working their way through the intricacies of the forgiveness calculations and related analysis, the SBA and Treasury…

Joshua E. French, Shannon S. Zollo

Moving Forward to the “New Normal”: PPP Update - Focus on Forgiveness

USA - June 29 2020 With the time period for processing a Paycheck Protection Program (PPP) loan with the SBA ending on June 30, borrowers are now focused on the process…

Paul J. Ayoub, Joshua E. French, Melissa Sampson McMorrow