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SEC charges former VP of IR with violation of Reg FD

USA - September 10 2013 On September 6, 2013, in its first Regulation FD enforcement action in almost two years, the SEC charged the former VP of IR for First Solar, Inc…

SEC lifts ban on general solicitation in private placements

USA - July 11 2013 On July 10, 2013, the Securities and Exchange Commission adopted a new rule to eliminate the ban on general solicitation and general advertising for…

Conflict minerals: public and private companies should examine their supply chain now

USA - June 6 2013 Many companies have heard about the Securities and Exchange Commission's (SEC) conflict minerals rules, but they may not be aware that both public…

Robert J. Tannous.

SEC social media guidance - tread carefully

USA - April 5 2013 As discussed in a post on April 2, 2013, the SEC issued a report on that date that contained guidance on the use of social media to publicly disclose…

SEC confirms use of social media for company announcements

USA - April 2 2013 The SEC issued a report today that clarifies that companies may use social media outlets to make key announcements in compliance with Regulation FD…