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Where There’s Smoke, There’s Fyre: Spotting and Stamping Out Securities Fraud Exposure Before It Ignites

USA - April 18 2019 In 2017, twenty-six year old Billy McFarland was being heralded as the next Mark Cuban—a genius entrepreneur with unmatched charisma and a knack for…

2019 enforcement priorities for the fort worth regional office

USA - March 1 2019 On February 25, 2019, Eric Werner and Marshall Gandy from the Fort Worth Regional Office of the Securities and Exchange Commission presented to the…

Alex More

SCOTUS poised to resolve Circuit split regarding section 14(e) scienter

USA - January 24 2019 On January 4, 2019, the U.S. Supreme Court agreed to hear an appeal of the Ninth Circuit Court of Appeal's controversial decision in Varjabedian v…

Alex More

Supreme Court determines that SEC ALJS must be appointed by the commissioner

USA - July 16 2018 On June 21, the Supreme Court issued its opinion in Lucia v. S.E.C., reversing sanctions ordered by an Administrative Law Judge (“ALJ”) appointed by…

Lance Currie

So You Want to Start a Cryptofund? Contemplating Risk Factors to Include in Your Private Placement Memorandum?

Global - April 16 2018 With 2017 (“The Year of Crypto”) in the rearview, business owners, financial advisors, estate planners, legislators, and any individual in regular…