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Canadian securities regulators adopt changes to the private placement regime and certain other specific changes adopted by Ontario

Canada - February 26 2015 On February 19, 2015, the Canadian Securities Administrators ("CSA") announced the adoption of certain amendments to National Instrument 45-106 -…

Alexandra Iliopoulos, Brian P. Koscak, Chad Accursi, Gregory Hogan, Justin Dick.

Due diligence in the crosshairs: IIROC releases guidance note on underwriter due diligence

Canada - January 19 2015 On December 18, 2014, the Investment Industry Regulatory Organization of Canada (“IIROC”) issued a Guidance Note (the “Guidance Note”) to its dealer…

Chad Accursi, Gregory Hogan.

Are you a derivatives dealer? If so, it has possible implications for you in Canada

Canada - November 20 2014 In the e-Lert that we published on November 6, 2014, we commented on new securities legislation that imposes reporting obligations on entities that…

Brian P. Koscak, Charles Newman.

Transparency initiatives in the extractive sector

Canada - November 10 2014 On October 23, 2014, the Federal Government of Canada introduced Bill C-43, which included the Extractive Sector Transparency Measures Act. The Act…

Jay King, Joyce Lim.

Derivatives reporting commences in Canada

Canada - November 6 2014 Effective as of October 31, 2014, securities legislation in each of Ontario, Québec and Manitoba came into force that requires “local counterparties”…

Brian P. Koscak.