Articles

Results 1 to 5 of 8
Most popular |Most recent


Canadian securities regulators adopt changes to the private placement regime and certain other specific changes adopted by Ontario

Canada - February 26 2015 On February 19, 2015, the Canadian Securities Administrators ("CSA") announced the adoption of certain amendments to National Instrument 45-106 -…

Alexandra Iliopoulos, Chad Accursi, Gregory Hogan, Justin Dick, Michael Brown.

Are you a derivatives dealer? If so, it has possible implications for you in Canada

Canada - November 20 2014 In the e-Lert that we published on November 6, 2014, we commented on new securities legislation that imposes reporting obligations on entities that…

Charles Newman, Michael Brown.

It’s going to get tougher to get registered as an exempt market dealer

Canada - November 14 2014 Both the Canadian Securities Administrators ("the CSA") and the Ontario Securities Commission ("the OSC") have recently announced changes to the…

Peter A. Dunne.

Derivatives reporting commences in Canada

Canada - November 6 2014 Effective as of October 31, 2014, securities legislation in each of Ontario, Québec and Manitoba came into force that requires “local counterparties”…

Michael Brown.

EMDs and prospectus offerings - CSA back away from proposed changes

Canada - November 3 2014 Back in December 2013, it looked like the Canadian Securities Administrators (the "CSA") might slam the door on exempt market dealers ("EMDs")…

Peter A. Dunne.