Jay B. Gould
Winston & Strawn LLP
Articles
Private Equity Fund Advisers Acting as Broker-Dealers - Key Takeaways from the Blackstreet Capital Management, LLC Matter
USA - June 21 2016 Earlier this month, the SEC sent a message to the private equity industry regarding unregistered broker-dealer activity. The SEC charged an…
Glen P. Barrentine, Eva Davis, Basil V. Godellas, Bradley C. Vaiana
Financial Services Update, Vol. 13, Issue 43
European Union, United Kingdom, USA - November 19 2018 The topic of Brexit has been the subject of a high degree of anxiety within the financial services industry. In a potentially positive development, on…
A Tale of Two Crypto Funds
USA - January 29 2019 On September 11, 2018, the Securities and Exchange Commission (SEC) brought its first-ever enforcement action against a crypto-asset hedge fund for…
Financial Services Update, Vol. 12, Issue 15
USA - April 10 2017 Winston & Strawn’s weekly Financial Services Update publication covers news pertinent to the financial services industry and provides summary…
Financial Services Update, Vol. 12, Issue 19
USA - May 8 2017 On May 3rd, the SEC proposed amendments to the definitions of “venture capital fund” and “assets under management” under rules 203(l)-1 and 203(m)-1…
