Jay B. Gould
Winston & Strawn LLP
Articles
Financial Services Update, Vol. 14, Issue 9
European Union, United Kingdom, USA - March 4 2019 In last week’s feature in Winston’s Financial Services Update, “EU and UK Regulators Brace for No-Deal Brexit,” we provided an update on cooperation…
Financial Services Update, Vol. 14, Issue 6
USA - February 11 2019 Among the many facets of the “Tax Cuts and Jobs Act” of 2017 was the creation of certain beneficial tax-related incentives intended to spur…
Financial Services Update, Vol. 14, Issue 5
European Union, USA - February 4 2019 The Financial Industry Regulatory Authority, Inc. (FINRA) recently issued its annual, but renamed, Risk Monitoring and Examination Priorities Letter…
A Tale of Two Crypto Funds
USA - January 29 2019 On September 11, 2018, the Securities and Exchange Commission (SEC) brought its first-ever enforcement action against a crypto-asset hedge fund for…
Financial Services Update, Vol. 14, Issue 4
United Kingdom, USA - January 28 2019 Last week, the Pennsylvania Department of Banking and Securities (“DoBS”) released guidance (“Guidance”) on the applicability of Pennsylvania’s Money…
