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Financial Services Update, Vol. 13, Issue 37

USA - October 8 2018 Over the weekend, the Senate held the final confirmation vote for Supreme Court nominee Brett Kavanaugh. Passing the Senate vote by a 50 to 48 margin...

Basil V. Godellas, Christine A. Edwards.


Financial Services Update, Vol. 13, Issue 36

USA - October 1 2018 The Securities and Exchange Commission (“SEC”) recently charged a firm registered with the SEC as both a broker-dealer and an investment adviser in...

Basil V. Godellas, Glen P. Barrentine.


Financial Services Update, Vol. 13, Issue 35

USA - September 24 2018 On September 11, 2018, the federal prudential banking agencies (Board of Governors of the Federal Reserve System, Federal Deposit Insurance...

Julius L. Loeser, Basil V. Godellas.


Financial Services Update, Vol. 13, Issue 34

USA - September 17 2018 Last week saw a series of firsts in the regulation of cryptocurrencies, as regulators expanded their efforts to enforce federal securities laws in the...

Basil V. Godellas.


Financial Services Update, Vol. 13, Issue 33

USA - September 10 2018 It is estimated that more than $370 trillion worth of bonds, loans, derivatives and other instruments are linked to LIBOR or another interbank...

John S. Servidio, Basil V. Godellas.