Articles

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FCA Head of Financial Crime discusses Senior Managers Regime

United Kingdom - December 16 2015 On 8 December 2015, the FCA's Head of Financial Crime, Rob Grupetta, delivered a speech in which he discussed, among other issues, the requirement…

Justin McClelland, Anuj Moudgil, Bibi Sarraf-Yazdi

SFO discusses approach to DPAs and to prosecutions under the Bribery Act

United Kingdom - December 16 2015 On 1 December 2015, Ben Morgan, the SFO's Joint Head of Bribery and Corruption, delivered a speech in which he discussed the approval by the High…

Justin McClelland, Anuj Moudgil, Bibi Sarraf-Yazdi

Hong Kong: Company directors prosecuted for bribery

Hong Kong - December 16 2015 On 27 November 2015, the Hong Kong Independent Commission Against Corruption (ICAC) published a news release stating that two directors of a trading…

Justin McClelland, Anuj Moudgil, Bibi Sarraf-Yazdi

US: Two former Rabobank traders convicted of fraud arising out of LIBOR investigations

USA - November 11 2015 On 5 November 2015, Anthony Allen, Rabobank's former Global Head of Liquidity and Finance, and Anthony Conti, a former senior trader, were found…

Justin McClelland, Anuj Moudgil, Bibi Sarraf-Yazdi

FCA director of enforcement provides guidance on internal investigations by firms

United Kingdom - November 11 2015 On 5 November 2015, Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence) at the Financial Conduct Authority…

Justin McClelland, Anuj Moudgil, Bibi Sarraf-Yazdi