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Financial Services Update, Vol. 13, Issue 45

USA - December 10 2018 When the news came last week that former President George Herbert Walker Bush had passed away, commentators began to characterize the legacy of our...

Jay B. Gould, Basil V. Godellas.

Financial Services Update, Vol. 13, Issue 37

USA - October 8 2018 Over the weekend, the Senate held the final confirmation vote for Supreme Court nominee Brett Kavanaugh. Passing the Senate vote by a 50 to 48 margin...

Jay B. Gould, Basil V. Godellas.

Supreme Court Takes Sides on the Two-Sided Market

USA - June 26 2018 In a 5-4 decision, the U.S. Supreme Court on Monday upheld contracts between American Express and merchants that prohibit merchants from “steering”...

Steffen N. Johnson, Linda T. Coberly, Johanna Rae Hudgens, David Greenspan, Paul R. Griffin, James F. Herbison, Robert B. Pringle, John J. Rosenthal, Elizabeth P. Papez, Andrew C. Nichols, Matthew R. Carter, Jeffrey L. Kessler, Eva W. Cole, Geoffrey P. Eaton.

Reminder of Annual Requirements for Investment Managers

USA - January 25 2017 As we begin the New Year, we thought it would be helpful to remind our clients that manage separate accounts or private funds, whether Hedge Funds...

Julius L. Loeser, Jay B. Gould, Brian J. Kozlowski, Basil V. Godellas, Margaret Lomenzo Frey, John T. Albers, Glen P. Barrentine, Bradley S. Mandel.

Does the Federal Reserve Board have Authority to Set Incentive Compensation?

USA - September 28 2016 Earlier this year, the Agencies published a Notice of Proposed Rulemaking (the “Proposed Rule”) on incentive-based compensation arrangements. The...

Julius L. Loeser, Sterling Sears.