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Reminder of Annual Requirements for Investment Managers - 2019

USA - January 25 2019 An Investment Manager that is registered with the SEC as an investment adviser (a “Registered Manager”) under the Investment Advisers Act of 1940, as…

Glen P. Barrentine, John T. Albers, Aimee A. Albright, John P. Alexander, Jonathan T. Ammons, Terry S. Arbit, Cole Beaubouef, J. Wade Challacombe, Megan M. Devaney, Shawn R. Durrani, Christine A. Edwards, Daniel A. Filstrup, Margaret Lomenzo Frey, Richard E. Ginsberg, Basil V. Godellas, Jay B. Gould, Morton E. Grosz, Winston Hao Gu, Francesca M.S. Guerrero, Jacqueline P. Hu, Rachel Ingwer, Mary E. Jardine, Brian J. Kozlowski, Beth R. Kramer, Michael L. Loesch, Julius L. Loeser, Breanne K. Long, Andrew J. McDonough, Sharon Mori, Scott W. Naidech, Joseph H. Nesler, Kate L. Price, Zachariah A. Robert, Alan B. Roth, Bradley T. Schlotter, Dania S. Sharma, Alessandra V. Swanson, Gregory M. Weston, Michael G. Wu

SEC Continues to Scrutinize “Accelerated” Monitoring Fees

USA - September 13 2018 The U.S. Securities and Exchange Commission (“SEC”) recently settled its latest enforcement action around the practice of private equity fund managers…

Co-Investments - Regulatory Issues for Consideration by Fund Managers

USA - March 1 2017 As private equity sponsors seek advantages in a saturated fundraising market, the ability to offer co-investment opportunities continues to be a…

Reminder of Annual Requirements for Investment Managers

USA - January 25 2017 As we begin the New Year, we thought it would be helpful to remind our clients that manage separate accounts or private funds, whether Hedge Funds…

Glen P. Barrentine, John T. Albers, Christine A. Edwards, Margaret Lomenzo Frey, Basil V. Godellas, Jay B. Gould, Brian J. Kozlowski, Julius L. Loeser

ERISA’s Two-Pronged Test for Pension Plan Withdrawal Liability

USA - April 5 2016 Two key questions drive the court’s determination of whether a private equity fund will be saddled with the ERISA pension liability of a bankrupt…

Eva Davis, Michael G. Falk