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New SEC Rule Will Require Updates to Private Fund Documentation and Policies

USA - September 9 2020 The new rule amends the definitions of accredited investor and qualified institutional buyer, in order to allow a broader range of persons and...

Jay B. Gould, Michael G. Wu, Cole Beaubouef, Jonathan T. Ammons, Beth R. Kramer, Michael L. Loesch, Jacqueline P. Hu, Halima A. Nguyen.

Regulator Confirms Authority of Banks to be Custodians of Crypto Assets

USA - July 28 2020 On July 22, 2020, the Office of the Comptroller of the Currency (OCC), the primary regulator of national banks and federal savings associations...

Julius L. Loeser, Christine A. Edwards.

OCC Confirms Authority of Banks to be Custodians of Crypto Assets

USA - July 28 2020 On July 22, 2020, the Office of the Comptroller of the Currency (OCC), the primary regulator of national banks and federal savings associations...

Julius L. Loeser, Christine A. Edwards.

SEC Issues Risk Alert Relating to Observations from Recent Examinations

USA - June 30 2020 On June 23, 2020, the Securities and Exchange Commission's (the SEC) Office of Compliance Inspections and Examinations (OCIE) released a Risk Alert...

Cole Beaubouef, Beth R. Kramer.

Delegation of Discretionary Authority to an Investment Advisor Insufficient to Confer "Insider" Status Upon Clients

USA - June 12 2020 On May 20, 2020, the U.S. Court of Appeals for the Second Circuit addressed the scope of "insider" status under Section 13(d) of the Securities...

Courtney M.W. Tygesson, Theresa M. Barton.