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Financial Services Update, Vol. 14, Issue 2

USA - January 14 2019 The ongoing government shutdown is affecting many federal agencies, including the Securities and Exchange Commission (“SEC”). On January 10th, the...

Jay B. Gould, Dania S. Sharma.


Financial Services Update, Vol. 14, Issue 1

USA, United Kingdom, European Union - January 7 2019 Unquestionably, 2019 is set to be an exceptional year, especially in the field of financial services. The United Kingdom submitted on 29 March 2017...

Jay B. Gould, Jérôme Herbet.


Financial Services Update, Vol. 13, Issue 46

USA, European Union - December 18 2018 The Commodity Futures Trading Commission (“CFTC”) was dealt a major setback in a manipulation enforcement action, as the Southern District of New York...

Jay B. Gould, Michael L. Loesch, Terry S. Arbit.


Financial Services Update, Vol. 13, Issue 45

USA - December 10 2018 When the news came last week that former President George Herbert Walker Bush had passed away, commentators began to characterize the legacy of our...

Jay B. Gould, Christine A. Edwards.


SEC KO’s Mayweather

USA - December 4 2018 On November 29, 2018, the Securities and Exchange Commission (SEC) brought and settled charges against, and imposed fines on, professional boxer Floyd...

Kathi Vidal, Joseph H. Nesler, Michael L. Loesch.