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SBIC Funds: SBA Issues Temporary Debenture Application, Approval and Commitment Guidance

USA - April 6 2020 The U.S. Small Business Administration (SBA) has announced contingency plans for preventing the disruption of SBA-guaranteed leverage to Small…

Alan B. Roth, Kate L. Price.

New SBIC Submission Schedule for Financial Report Filings

USA - March 26 2019 Due to the lapse of appropriations from December 22, 2018, through January 25, 2019, and the corresponding unavailability of SBIC-WEB during the…

Alan B. Roth, Kate L. Price.

Reminder of Annual Requirements for Investment Managers - 2019

USA - January 25 2019 An Investment Manager that is registered with the SEC as an investment adviser (a “Registered Manager”) under the Investment Advisers Act of 1940, as…

Alan B. Roth, Alessandra V. Swanson, Andrew J. McDonough, Basil V. Godellas, Beth R. Kramer, Bradley S. Mandel, Bradley T. Schlotter, Breanne K. Long, Brian J. Kozlowski, Christine A. Edwards, Cole Beaubouef, Dania S. Sharma, Daniel A. Filstrup, Francesca M.S. Guerrero, Glen P. Barrentine, Gregory M. Weston, J. Wade Challacombe, Jacqueline P. Hu, Jay B. Gould, John P. Alexander, John T. Albers, Jonathan T. Ammons, Joseph H. Nesler, Julius L. Loeser, Kate L. Price, Margaret Lomenzo Frey, Mary E. Jardine, Megan M. Devaney, Michael G. Wu, Michael L. Loesch, Morton E. Grosz, Rachel Ingwer, Richard E. Ginsberg, Scott W. Naidech, Sharon Mori, Shawn R. Durrani, Terry S. Arbit, Winston Hao Gu, Zachariah A. Robert.