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FINRA Officials Provide Insight on Enforcement, Examination and Rulemaking Priorities Amid COVID-19 Pandemic

USA - May 22 2020 A panel of senior Financial Industry Regulatory Authority (FINRA) officials participated in a webinar Tuesday, May 19, focusing on COVID-19’s impact…

Michael A. Brady, Michael Kapellas.

Update: Investigations Under the CARES Act Ramp Up Even as Oversight Roles Remain Vacant

USA - May 14 2020 The recently passed Coronavirus Aid, Relief, and Economic Security Act (CARES Act) injected previously unthinkable amounts of stimulus funds into the…

Richard W. Arnholt, Roee Talmor.

SBA Issues Additional Guidance on “Need” Certification, Extends Safe Harbor Date to May 18

USA - May 13 2020 Just one day before the May 14 safe harbor date for borrowers to repay loans under the Paycheck Protection Program (PPP), the Small Business…

Katie Day, John L. Fuller, Tabitha L. Green, R. Davis Mello, Todd R. Overman.

The Special Inspector General for Pandemic Recovery - Crisis Funding Comes with Heightened Investigation Risk

USA - April 3 2020 On March 27, President Trump signed into law the $2 trillion coronavirus stimulus bill, named the Coronavirus Aid, Relief, and Economic Security Act…

Richard W. Arnholt, Roee Talmor.

COVID-19: Mitigating Enforcement and Litigation Disclosure Risks for Public Companies

USA - March 25 2020 The COVID-19 pandemic has created a disclosure nightmare for public companies. The Securities and Exchange Commission (SEC) has recognized this…