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COVID-19: Mitigating Enforcement and Litigation Disclosure Risks for Public Companies

USA - March 25 2020 The COVID-19 pandemic has created a disclosure nightmare for public companies. The Securities and Exchange Commission (SEC) has recognized this...

Key Takeaways from Our Public Company SEC Reporting Webinar

USA - December 6 2019 The most recent Securities Law Exchange webinar, Recent SEC Reporting Developments and Enforcement Insights, was held on November 19 and discussed...

Jay H. Knight.

Insider Trading Policies and Training: Time for a Refresher?

USA - October 8 2019 We recently wrote a three-part article series for Corporate Counsel highlighting recent trends warranting review by public companies and...

Abby Yi.

SEC Grants Eligibility Waiver to Issue Whistleblower Award

USA, Ireland - June 6 2019 The Securities and Exchange Commission (SEC) recently awarded $3 million to joint whistleblowers despite concluding that the whistleblowers did not...

Key Enforcement Highlights from SEC Speaks 2019

USA - May 1 2019 On April 5-6, 2019, the Securities and Exchange Commission (SEC) held its annual SEC Speaks Conference in Washington, D.C. Summarized below are...

Allison Wiseman Acker.