Joel D. Rothman



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Second Circuit Summarily Affirms the Attorneys’ Fees Award in the Foreign Exchange Antitrust Settlement after District Court Rejects Class Counsel’s Side Deal with the Objector

USA - December 2 2019 On November 1, 2019, the United States Court of Appeals for the Second Circuit issued a summary order rejecting the appeal of an objector to the...

Court Denies Class Member’s Untimely Request to Be Excluded from Class Even Though Class Member Had Previously Filed a Separate Action

USA - July 10 2019 On July 10, 2019, the judge overseeing the LIBOR-related antitrust lawsuits in the U.S. District Court for the Southern District of New York denied a...

Tenth Circuit Affirms Extraterritorial Reach of SEC Enforcement of the Federal Securities Laws

USA - April 25 2019 In the Traffic Monsoon litigation, the U.S. Court of Appeals for the Tenth Circuit held that the enforcement provisions of the Securities Act and the...

Alain P. Mathieu.

Petition for Certiorari Asks Supreme Court to Clarify Whether the Federal Securities Laws Carry a Duty to Update

USA - February 14 2019 Last week, executives of the now-defunct biotechnology company, Orexigen, filed a petition for certiorari with the U.S. Supreme Court, seeking...

Ellen Shapiro, Peter M. Saparoff.

Delaware Chancery Court Holds Corporations Cannot Enact Federal Forum Provisions To Bypass Cyan and Preclude State Courts from Hearing Securities Act Claims

USA - January 15 2019 In 2017, courts across this country were split on whether plaintiffs could assert a class action alleging claims under the Securities Act of 1933...

Ellen Shapiro, Peter M. Saparoff.