Francis J. Earley

Mintz

Articles

Results 1 to 5 of 7


Minimizing Stockholder Litigation Risks

USA - February 18 2022 In 2021, approximately of all federal securities fraud class action lawsuits filed nationwide were against life sciences companies and their officers…

Douglas P. Baumstein, Emily Kanstroom Musgrave, Sean T. Prosser, James A. Rapore, Laurence A. Schoen, Adam L. Sisitsky, John F. Sylvia, Jason C. Vigna

30(b)(6) - Overdue for an Overhaul

USA - December 2 2020 Rule 30(b)(6) was overdue for an overhaul. It is too often the case that parties provide a list of generalized topics that cause discovery disputes…

Recent Decision in Newmont Mining Reinforces the High Bar Buyers Face when Attempting to Establish a Material Adverse Event

USA - May 4 2020 As parties to merger or acquisition agreements carefully review their agreements to see what, if any, impacts the COVID-19 pandemic may have, the…

Joel D. Rothman, Alec Zadek

Securities law risk mitigation in EB-5 offerings

USA - December 1 2015 EB-5 regional centers and issuers take heed. The Securities and Exchange Commission ("SEC") is pursuing litigation against parties in several EB-5…

Douglas Hauer, Adam L. Sisitsky

Borrowers in EB-5 deals not insulated from securities litigation by the SEC

USA - December 1 2015 While issuers and regional centers are the focus of EB-5 litigation right now and into the foreseeable future, if you are taking direct proceeds as a…

Douglas Hauer, Adam L. Sisitsky