Alyssa C. Scruggs



Results 1 to 5 of 7

Massachusetts Securities Division Lawsuit a Bullseye for Robinhood

USA - April 5 2022 Online broker-dealers can breathe easily in the Commonwealth of Massachusetts once more, as a Massachusetts court last week found a recent regulation…

Pete S. Michaels

Call it a Comeback: The Likely Return of ESG Investing in ERISA Accounts

USA - June 4 2021 Environmental, social, and governance (“ESG”) investing has experienced quite the regulatory roller coaster in recent years. In the most recent turn…

Pete S. Michaels

Not So Fast: DOL Changes Course on Trump-Era ESG Investment Rule

USA - March 22 2021 The United States Department of Labor’s (“DOL”) Employee Benefits Security Administration (“EBSA”) announced on March 10, 2021 that it will not…

David L. Ward

ESG Investing in Retirement Accounts: Down But Not Out

USA - November 30 2020 Proponents of environmental, social, and governance (“ESG”) investing may have good news on the horizon—in particular, good news that could…

Pete S. Michaels

You Can’t Always Get What You Want: The End of ESG Investing in ERISA Accounts

USA - October 26 2020 The United States Department of Labor (“DOL”) is forging ahead with a controversial new proposed rule that would dramatically change the landscape of…

Pete S. Michaels