Alain P. Mathieu

Mintz

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Ninth Circuit to Determine Whether Direct Listing Purchasers Have Standing Under Sections 11 and 12 of 1933 Act

USA - August 25 2020 The U.S. Court of Appeals for the Ninth Circuit (“Ninth Circuit”) will soon be presented the opportunity to address the novel question of whether…

Joel D. Rothman.

Federal Government Provides Liability Immunity to Manufacturers and Distributors in Fight Against COVID-19: What Companies Need to Know

USA - April 7 2020 Over the past several weeks, the Firm has received a number inquiries from clients (on both coasts) who are interested in manufacturing or selling…

Joseph G. Blute, Brian P. Dunphy, Daniel J. Herling.

Tenth Circuit Affirms Extraterritorial Reach of SEC Enforcement of the Federal Securities Laws

USA - April 25 2019 In the Traffic Monsoon litigation, the U.S. Court of Appeals for the Tenth Circuit held that the enforcement provisions of the Securities Act and the…

Joel D. Rothman.

Judge Rakoff Highlights the Financial Risk to Objectors of Class Settlements

USA - October 23 2018 On August 15, 2018, Judge Jed S. Rakoff of the U.S. District Court for the Southern District of New York awarded an objector to the Petrobras class…

Kevin C. Mortimer, Joel D. Rothman, Peter M. Saparoff, Ellen Shapiro.

U.S. District Court Holds that Certain Claims by Opt-Out Plaintiffs Are Barred by the Statute of Repose

USA - October 10 2018 In a recent ruling in In re: BP p.l.c. Securities Litigation the United States District Court for the Southern District of Texas dismissed claims…

Kevin C. Mortimer, Joel D. Rothman, Peter M. Saparoff, Ellen Shapiro.