Adam L. Sisitsky

Mintz

Articles

Results 1 to 5 of 18


SEC Adopts New Incentive-Based Compensation "Clawback" Rule

USA - November 29 2022 On October 26, 2022, the Securities and Exchange Commission, in a 3-2 vote, adopted a new rule, Exchange Act Rule 10D-1. Rule 10D-1 directs national…

Patrick E. McDonough, Xandy Walsh

Section 18 "Eyeball Reliance" Claim Brought to the SPAC Fight

USA - August 5 2022 As my Mintz colleague, Peter Saparoff, suggested a few years back, Section 18 of the Securities Exchange Act of 1934, "while seldom used in the past…

Minimizing Stockholder Litigation Risks

USA - February 18 2022 In 2021, approximately of all federal securities fraud class action lawsuits filed nationwide were against life sciences companies and their officers…

Douglas P. Baumstein, Francis J. Earley, Emily Kanstroom Musgrave, Sean T. Prosser, James A. Rapore, Laurence A. Schoen, John F. Sylvia, Jason C. Vigna

Webinar Recording: When the Dust Settles: A Closer Look at the SPAC Boom and Potential Litigation to Follow

USA - June 7 2021 As special purpose acquisition company (SPAC) IPOs and mergers continue to exceed market expectations, investors, executives, and financial…

Nancy D. Adams, John F. Sylvia

SEC Whistleblower Complaints Swell to a Flood: How to Find the High Ground of Sound Compliance

USA - June 9 2020 The volume of whistleblower complaints received by the SEC recently has left some to wonder about the current state of securities laws compliance…

Megan N. Gates, Bryan J. Jennings