USA - June 10 2022
On May 3, 2022, the SEC's Division of Enforcement announced that it will seek to add 20 additional positions to its Crypto Assets and Cyber Unit…
John S. Marten, Nathaniel Segal, David W. Soden
USA - June 10 2022
On May 25, 2022, the SEC issued proposed amendments to rules and reporting forms to require certain advisers and funds to provide additional…
John S. Marten, Nathaniel Segal
USA - June 10 2022
Included within the SEC's 362-page proposing release— issued on May 25, 2022 and seeking to implement standardized ESG-related disclosures for…
John S. Marten, Nathaniel Segal
USA - June 10 2022
On March 8, 2022, FINRA published a regulatory notice reminding broker-dealers of their regulatory obligations with the sale of complex products and…
John S. Marten, Nathaniel Segal, Christina V. West
USA - June 10 2022
On May 25, 2022, the SEC issued a proposal to amend the investment company names rule, Rule 35d-1 under the Investment Company Act of 1940, in a…
John S. Marten, Nathaniel Segal