Jacob C. Tiedt
Vedder Price PC
Articles
SEC Issues Statement and Request for Comment on Custody of Digital Assets by Special Purpose Broker-Dealers
USA - April 19 2021 An SEC statement and request for comment regarding the custody of digital asset securities by special purpose broker-dealers was published in the…
David W. Soden, John S. Marten, Nathaniel Segal, Wayne M. Aaron.
SEC Staff Seeks Industry Feedback on Cross Trade Practices
USA - April 19 2021 On March 11, 2021, the staff of the SEC's Division of Investment Management issued a statement soliciting industry feedback on the regulatory regime…
SEC Staff No-Action Letter Permits Funds to Self-Custody Certain Loan Interests
USA - April 19 2021 On January 29, 2021, the staff of the SEC's Division of Investment Management issued no-action relief permitting a registered fund to self-custody its…
SEC Position Allows Insurance Companies to Rely on Prior Mutual Fund Substitution Orders
USA - April 19 2021 On February 23, 2021, the SEC issued a statement taking the position that the substitution by an insurance company of mutual funds used as investment…
SEC's Division of Examinations Issues 2021 Examination Priorities
USA - April 19 2021 On March 3, 2021, the SEC's Division of Examinations (formerly the Office of Compliance Inspections and Examinations (OCIE)) issued its examination…
