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Swap Execution Facilities, the Sequel

USA - December 11 2018 The Commodity Futures Trading Commission (the “CFTC”) issued a release (the “SEF Proposing Release”)1 that would make significant revisions to the...

Conor Almquist, Robert Zwirb, Nihal S. Patel.


Definitely Maybe? The SEC Returns to Security-Based Swap Dealer Regulation

USA - October 12 2018 The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") was signed into law eight years ago. Title VII of that law established a...

Conor Almquist, Nihal S. Patel.


Choose One: Best Interest or Full Service

USA - April 26 2018 On April 18, the SEC approved the publication of three releases (the "Releases") proposing new regulatory requirements that are intended to expand and...

Ellen Holloman, Matthew Lefkowitz, James Scott Frazier, Dorothy D Mehta, Nihal S. Patel.


The Trump Administration: President Trump Issues Executive Actions on Dodd-Frank and the DOL “Fiduciary” Rule

USA - February 6 2017 On February 3, 2017, President Trump signed two executive actions intended to provide a framework for scaling back the Dodd-Frank Act (“Dodd-Frank...

Jacob Dachs, Jeffrey Robins, Scott Cammarn, James Scott Frazier, Lary Stromfeld, Nihal S. Patel.


The Trump Administration: Potential Levers of Regulatory Change Affecting the Commodities Markets

USA - December 21 2016 Much has happened since the election of Donald J. Trump as the 45th President of the United States and the return of both houses of Congress to...

Jeffrey Robins, Scott Cammarn, Paul Pantano, Athena Y. Eastwood, Anthony M. Mansfield, Gregory George Mocek, Neal E. Kumar.