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New DOJ policy regarding individual accountability for corporate wrongdoing

USA - September 10 2015 On September 9, 2015, the U.S. Department of Justice announced a new policy regarding individual accountability for corporate misconduct. The policy…

Adam S. Lurie, Anne Tompkins, Bret A. Campbell, Jodi L. Avergun, Kenneth L. Wainstein.

Bank of New York Mellon settles FCPA charges regarding internships for relatives of sovereign wealth fund officials

USA - August 21 2015 On August 18, 2015, the Securities and Exchange Commission ("SEC") announced that the Bank of New York Mellon Corporation ("BNY Mellon") had agreed…

Peter Carey.

SEC announces largest ever whistleblower award, awards $30 million to foreign whistleblower

USA - October 8 2014 On Monday, September 22, 2014, the Securities and Exchange Commission announced an award of between $30 and $35 million dollars to a whistleblower…

Bret A. Campbell, Jodi L. Avergun, Raymond Banoun.

Second Circuit holds that anti-retaliation provisions of Dodd-Frank Act have no extraterritorial application

USA - August 20 2014 In a closely watched case, Liu v. Siemens AG, the United States Court of Appeals for the Second Circuit decided last week that the anti-retaliation…

Bret A. Campbell, Jodi L. Avergun, Raymond Banoun.

Canadian Court hands down first prison sentence under Corruption of Foreign Public Officials Act

Canada - June 3 2014 On May 23, 2014, the Ontario Superior Court in Ottawa imposed the first prison sentence under Canada's Corruption of Foreign Public Officials Act…

Bret A. Campbell, Douglas H. Fischer.