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SEC Approves FINRA Request to Delay Implementation of Margin Requirements Amendments

USA - February 28 2022 The SEC approved FINRA’s proposal to delay, from April 26, 2022 to October 26, 2022, the implementation of amendments to Rule 4210 ("Margin…

CFTC Staff Provides Additional Time to Comply with Reporting Rule Changes

USA - January 31 2022 The CFTC Division of Data issued a no-action letter to provide additional time (a little over six months) to comply with amendments to swap data…

SEC Approves Proposal to Apply FINRA Rules to Security-Based Swaps

USA - January 12 2022 The SEC approved a FINRA proposal to address the application of FINRA Rules to security-based swaps ("SBS").

CFTC Staff Extends Relief for FCM Separate Accounts

USA - December 22 2021 The CFTC Division of Clearing and Risk and the Division of Swap Dealer and Intermediary Oversight (the "Divisions") issued an extension of no-action…

CFTC Staff Provides Swap Reporting No-Action Relief for LIBOR-Transitioning Entities

USA - December 22 2021 The CFTC Division of Data ("DOD") issued certain no-action relief relating to reporting requirements associated with LIBOR transition. In Letter…