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Signs, Signs, Everywhere a Sign: Changes in Store for SEC Enforcement under the Trump Administration

USA - March 6 2017 Even before President Trump’s nomination of Jay Clayton as the next Chairman of the Securities and Exchange Commission (“SEC” or “Commission”), signs...

Scott Cammarn, Anne Tompkins, J. Robert Duncan, Joseph V. Moreno, Bret A. Campbell, Douglas H. Fischer, Jodi L. Avergun.

The Trump Administration: President Trump Issues Executive Actions on Dodd-Frank and the DOL “Fiduciary” Rule

USA - February 6 2017 On February 3, 2017, President Trump signed two executive actions intended to provide a framework for scaling back the Dodd-Frank Act (“Dodd-Frank...

James Scott Frazier, Scott Cammarn, Steven D. Lofchie, Lary Stromfeld, Jeffrey Robins, Jacob Dachs.

CFTC Adopts Margin Requirements for Uncleared Swaps

USA - December 17 2015 Yesterday, the Commodity Futures Trading Commission (“CFTC”) held an open meeting at which it voted to adopt final rules (the “CFTC Margin Rules”)...

Patrick A. Calves, Jeffrey Robins, Michael Selig.

Prudential Regulators release final margin rules for swaps

USA - October 23 2015 On October 22, 2015, the Federal Deposit Insurance Corporation held an open meeting at which it voted to adopt: (i) final rules governing margin and...

Steven D. Lofchie, Jeffrey Robins.

SEC proposes Title VII regulatory framework for non-US dealers transacting in the United States

USA - April 30 2015 The U.S. Securities and Exchange Commission (the "SEC") reproposed rules addressing the application of certain requirements under Title VII of the...

Isaac Neill, Steven D. Lofchie, Jeffrey Robins.