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Marketplace Lending Update 3: Kabbage Heads to Court

USA - May 10 2018 A recently filed California lawsuit raises the stakes in the ongoing challenge to the “bank origination model.” The lawsuit, Barnabas Clothing, Inc. v...

James Fee, William Simpson, Jonathan Watkins, Chris Gavin, Scott Cammarn.

Marketplace Lending Update 2: Another Rocky Mountain Remand

USA - March 29 2018 In our prior Clients & Friends Memo “Who’s My Lender?” published on March 14, 2018, we analyzed two actions brought against marketplace lenders, one...

Jared Stanisci, James Fee, Scott Cammarn, Jason M. Halper.

Under Advisement: SEC Scrutinizes Wealth Management Industry

USA - March 21 2018 Recent events have made it clear that there is an increased regulatory focus on the conduct of investment professionals in the wealth-management...

Kendra Wharton, Lex Urban, Dorothy D Mehta, Jason M. Halper.

Marketplace Lending Update: Who’s My Lender?

USA - March 14 2018 Over the last several weeks, two notable cases in federal court challenging certain aspects of the business model of marketplace lending companies...

Jared Stanisci, James Fee, Scott Cammarn, Jason M. Halper.

SCOTUS Blows the Whistle: Internal Whistleblowers Take Note

USA - February 22 2018 A whistleblower is not a whistleblower unless he reports suspected securities law violations to the SEC. And, if the whistleblower does not report...

Kendra Wharton, Lex Urban, Jodi L. Avergun.