Getting The Deal Through

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SEC Commissioner Signals Need to Fulfill Mandate of Sarbanes-Oxley Act and Develop “Minimum Standards” for Lawyers Practicing Before the Commission

USA - June 2 2022 In remarks on March 5, 2022 on PLI’s Corporate Governance webcast, Commissioner Allison Herren Lee of the Securities and Exchange Commission stated…

Jayshree Balakrishnan, Erica Hogan, Adam Magid, William P. Mills, James Orth

ESG Enforcement Watch: SEC Files Fraud Complaint against Brazilian Miner, Vale, over False Safety Claims prior to Environmental Disaster

USA - May 2 2022 In an important development, on April 28, 2022, the Securities and Exchange Commission (SEC) commenced an action in the United States District Court…

Mark Beardsworth, Sara Bussiere, Duncan Grieve, Elizabeth Moore, Kevin Roberts, Timbre Shriver

Securities Litigation Update: Courts of Appeal Address the Exchange Act’s Exclusive-Jurisdiction and Non-Waiver Provisions, the Duty to Disclose, and Scienter

USA - April 14 2022 In the first quarter of 2022, federal appellate courts issued a number of thought-provoking (albeit not monumental) decisions addressing the reach of…

Ellen Holloman, Philip S. Khinda, Adam Magid, Jonathan Watkins

What Can Public Companies Do Now to Prepare for the SEC’s New Proposed Rules on Climate-Related Disclosures?

USA - April 7 2022 On March 21, 2022, the U.S. Securities and Exchange Commission (the “SEC”) proposed far-reaching amendments to Regulation S-K and Regulation S-X that…

Erica Hogan, Michael Ruder, Lauren Russo

Securities Litigation: Global overview

Global - April 5 2022 Despite continued economic repercussions from the covid-19 pandemic, 2021 was an active year for securities litigation worldwide. In the United States…

Jayshree Balakrishnan, Victor Celis, Adam Magid, James Orth