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DOJ Compliance Cheat Sheet

USA - April 7 2017 In February, to little fanfare, the Department of Justice (DOJ) Criminal Division Fraud Section issued detailed criteria for evaluating corporate...


White Collar Crime Law Enforcement in a Trump Justice Department - 8 Predictions

USA - November 29 2016 After a conventional presidential campaign, determining the policy priorities and direction of the incoming administration with respect to the Justice...

Anne Tompkins, Joseph V. Moreno, Jonathan Bailyn, Joseph Facciponti, Jodi L. Avergun, Bret A. Campbell, Kenneth L. Wainstein.


Enforcement at the Gates: SEC Action against Big Four Firm and New International Standards Highlight the Role of Accountants as Financial Gatekeepers

USA - November 4 2016 In late September 2016, Andrew Ceresney, Director of Enforcement of the Securities and Exchange Commission (“SEC”), signaled the SEC’s renewed focus...

Joseph V. Moreno, Bret A. Campbell.


Signs, Signs, Everywhere a Sign: Changes in Store for SEC Enforcement under the Trump Administration

USA - March 6 2017 Even before President Trump’s nomination of Jay Clayton as the next Chairman of the Securities and Exchange Commission (“SEC” or “Commission”), signs...

Anne Tompkins, Joseph V. Moreno, Scott Cammarn, Jodi L. Avergun, Douglas H. Fischer, Bret A. Campbell, Nihal S. Patel.


FinCEN Targets High-Value Real Estate Transactions in New York and Miami

USA - January 19 2016 On January 13, 2016, the Financial Crimes Enforcement Network ("FinCEN") announced that it had issued a Geographic Targeting Order ("GTO") which will...

Joseph V. Moreno, Nicholas E. Brandfon, Steven M. Herman, Jodi L. Avergun.