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White Collar Crime Law Enforcement in a Trump Justice Department - 8 Predictions

USA - November 29 2016 After a conventional presidential campaign, determining the policy priorities and direction of the incoming administration with respect to the Justice...

Anne Tompkins, Joseph V. Moreno, Jonathan Bailyn, J. Robert Duncan, Joseph Facciponti, Jodi L. Avergun, Kenneth L. Wainstein.


Enforcement at the Gates: SEC Action against Big Four Firm and New International Standards Highlight the Role of Accountants as Financial Gatekeepers

USA - November 4 2016 In late September 2016, Andrew Ceresney, Director of Enforcement of the Securities and Exchange Commission (“SEC”), signaled the SEC’s renewed focus...

Joseph V. Moreno, J. Robert Duncan.


Signs, Signs, Everywhere a Sign: Changes in Store for SEC Enforcement under the Trump Administration

USA - March 6 2017 Even before President Trump’s nomination of Jay Clayton as the next Chairman of the Securities and Exchange Commission (“SEC” or “Commission”), signs...

Anne Tompkins, Joseph V. Moreno, J. Robert Duncan, Scott Cammarn, Jodi L. Avergun, Douglas H. Fischer, Nihal S. Patel.


New Sheriff In Town As Rolls-Royce Pays Record Penalty For Foreign Bribery And Corruption

USA, United Kingdom, Brazil - January 23 2017 On 17 January 2017, the UK Serious Fraud Office (“SFO”), the US Department of Justice (“DOJ”), and the Brazilian Ministério Público Federal...

Joseph V. Moreno, Kendra Wharton, Steven Baker, Janaki Tampi, Jodi L. Avergun.


AML guidance issued for banks seeking to service marijuana-related businesses

USA - February 27 2014 On February 14, 2014, both the Department of Justice (the "Department") and the Financial Crimes Enforcement Network ("FinCEN") of the Department...

Jodi L. Avergun, Raymond Banoun, Peter B. Clark.