Articles

Results 1 to 5 of 36


A Lesson from Norms: California Retailers Must Honor Cash Redemption Requests for Gift Cards with Balances of Less Than $10

USA - December 18 2017 Recently, a California state court issued a final approval of a class action settlement on behalf of a class of California consumers in a gift card…

John S. Yi

Plaintiffs Pedal Their Way to Preliminary Approval

USA - July 20 2017 A federal court in California has preliminarily approved a class action settlement on behalf of nationwide and California classes of stationary…

Marshall L. Baker

Ninth Circuit: You Don’t Need to Report Securities Violations to the SEC to Be Protected by the Dodd-Frank Anti-Retaliation Provision

USA - March 10 2017 On March 8, 2017, a divided panel of the United States Court of Appeals for the Ninth Circuit held that the anti-retaliation provision of the…

Nicholas S. Feltham

The SEC Heightens Its Interest in Robo-Advisers

USA - March 3 2017 Over the last two weeks, the SEC has put robo-advisers on notice that they are on the staff’s radar. First, on February 23, 2017, the SEC’s Division…

Mira E. Baylson, James G. Lundy

Update: SCOTUS Will Consider Statute of Limitations on Disgorgement

USA - January 18 2017 We previously wrote about how the SEC urged the Supreme Court to grant certiorari in Kokesh v. SEC, and on Friday, January 13, the Court did just that…

Andrew L. Van Houter