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SEC Approves NYSE Delay on Release of Material After-Market News

USA - January 4 2018 As we begin 2018, companies listed on the New York Stock Exchange should take note of the new mandatory delay when announcing material news at the end…

Bonnie Barsamian, JR Lanis, Marc A. Leaf, F. Douglas Raymond, Kimberly K. Rubel

Pay Ratio Disclosure is “On Schedule”

USA - October 6 2017 In testimony last week before the Senate Committee on Banking, Housing and Urban Affairs, Securities and Exchange Commission (SEC) Chair Jay Clayton…

Bonnie Barsamian, JR Lanis, Marc A. Leaf, F. Douglas Raymond, Kimberly K. Rubel

Shorter Settlement Cycle for Certain Securities Transactions Takes Effect on September 5, 2017

USA - August 21 2017 The SEC has shortened the standard settlement cycle for certain securities transactions to two business days following the initial trade date (T+2)…

Bonnie Barsamian, JR Lanis, Marc A. Leaf, F. Douglas Raymond, Kimberly K. Rubel

Clicking Into Compliance: September 1, 2017 Effective Date for SEC Exhibit Hyperlink Requirement

USA - August 9 2017 In an effort to facilitate easier access to exhibits for investors and others, the SEC adopted final rules in March 2017 requiring companies to…

Bonnie Barsamian, JR Lanis, Marc A. Leaf, F. Douglas Raymond, Kimberly K. Rubel

Facilitating Capital Formation: SEC Expands Access to Confidential Submission Process for Registration Statements

USA - July 11 2017 With a view to facilitating capital formation, the Securities and Exchange Commission announced on June 29, 2017 that the Division of Corporation…

Bonnie Barsamian, JR Lanis, Marc A. Leaf, Brian J. Lynch, F. Douglas Raymond, Kimberly K. Rubel