USA - July 1 2020
On June 26, 2020, the U.S. Court of Appeals for the Second Circuit issued its ruling on the challenge to the legality of the Regulation Best Interest...
James G. Lundy, Sandra D. Grannum, David W. Porteous, Bruce L. Ashton, Joshua J. Waldbeser.
USA - June 23 2020
The Setting Every Community Up for Retirement Enhancement (SECURE) Act of 2019 created a new type of plan that may begin operating in 2021 called a...
Bruce L. Ashton, Joshua J. Waldbeser.
USA - June 4 2020
A three-judge panel of the Second Circuit entertained arguments on June 2, 2020, in a lawsuit seeking to vacate and set aside the Securities and...
James G. Lundy, Sandra D. Grannum, David W. Porteous, Bruce L. Ashton.
USA - May 14 2020
This post outlines CARES Act provisions that affect your plan sponsor clients, plan participants and IRA clients, so you can help them navigate the...
Betsy A. Olson, Bruce L. Ashton.
USA - April 22 2020
The SEC has issued guidance addressing the Form CRS. The first is a Risk Alert from the Office of Compliance Inspections and Examinations (OCIE)...
James G. Lundy, Sandra D. Grannum, David W. Porteous, Joshua B. Deringer, Bruce L. Ashton, Joshua J. Waldbeser.