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The Fate of the Fiduciary Rule: What is Not Affected

USA - April 30 2018 While we won’t know until the end of the month whether the DOL fiduciary rule will survive beyond May 7, there are some activities that won’t be...

Fred Reish, Joan M. Neri.


Bye-Bye Fiduciary Rule?

USA - March 26 2018 Should you say goodbye to the Fiduciary Rule? Maybe, but not just yet. The DOL has until the end of April to decide whether to let the 5th Circuit...

Sandra D. Grannum, Fred Reish, Joshua J. Waldbeser, Joan M. Neri.


Fifth Circuit Vacates Fiduciary Rule

USA - March 20 2018 Last week, a three-judge panel of the Fifth Circuit Court of Appeals issued a 2-1 decision vacating the DOL Fiduciary Rule. The decision is sweeping:...

Sandra D. Grannum, Fred Reish, Joshua J. Waldbeser, Joan M. Neri, Bradford P. Campbell.


Family Members as Investors in IRAs and Plans

USA - March 7 2018 Most of us want to help family members - especially with issues in our realm of experience. But helping family members with their IRAs creates a...

Joan M. Neri.


Fiduciary Rule Myths - Advisors must recommend the best available investment

USA - February 16 2018 We recently pointed out that under the DOL fiduciary rule, it's a myth that advisors have to recommend the lowest cost investment. They don't...

Fred Reish.