Results 1 to 5 of 11

SEC Extends COVID-19 In-Person Meeting Relief for Registered Investment Companies

USA - June 22 2020 On June 19, 2020, the Securities and Exchange Commission (SEC) extended temporary exemptive relief from in-person voting requirements granted to…

SEC Proposes New Rule on Funds’ Valuation Practices

USA - April 29 2020 On April 21, 2020, the Securities and Exchange Commission (SEC) issued a proposal (the proposing release) to adopt Rule 2a-5 (the Proposed Rule)…

Kiara I. Covarrubias, Bomi Lee, Diana E. McCarthy

Citing Coronavirus Threat, SEC Staff Expands In-Person Voting Relief for Investment Company Boards

USA - March 5 2020 The staff of the Securities and Exchange Commission’s (SEC) Division of Investment Management has expanded relief for registered investment company…

Joshua B. Deringer

FBAR regulations released

USA - March 30 2011 The Treasury Department recently promulgated final regulations under the Bank Securities Act regarding the filing of Form TD F 90-22.

Diana E. McCarthy

ICI pushes for private liquidity facility to bolster prime money market funds, rejects other options

USA - March 30 2011 In a recent comment letter to the SEC, the Investment Company Institute (ICI) provided a detailed proposal for the creation of a private liquidity facility for prime money market funds, which the ICI stated is the most promising solution to bolster these funds in times of severe market stress.

Diana E. McCarthy