Andrew E. Seaberg
Faegre Drinker Biddle & Reath LLP
Articles
SEC Extends COVID-19 In-Person Meeting Relief for Registered Investment Companies
USA - June 22 2020 On June 19, 2020, the Securities and Exchange Commission (SEC) extended temporary exemptive relief from in-person voting requirements granted to…
SEC Proposes New Rule on Funds’ Valuation Practices
USA - April 29 2020 On April 21, 2020, the Securities and Exchange Commission (SEC) issued a proposal (the proposing release) to adopt Rule 2a-5 (the Proposed Rule)…
Citing Coronavirus Threat, SEC Staff Expands In-Person Voting Relief for Investment Company Boards
USA - March 5 2020 The staff of the Securities and Exchange Commission’s (SEC) Division of Investment Management has expanded relief for registered investment company…
FBAR regulations released
USA - March 30 2011 The Treasury Department recently promulgated final regulations under the Bank Securities Act regarding the filing of Form TD F 90-22.
ICI pushes for private liquidity facility to bolster prime money market funds, rejects other options
USA - March 30 2011 In a recent comment letter to the SEC, the Investment Company Institute (ICI) provided a detailed proposal for the creation of a private liquidity facility for prime money market funds, which the ICI stated is the most promising solution to bolster these funds in times of severe market stress.
