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New York Attorney General Must File Martin Act Cases Within The Three-Year Statute of Limitation

USA - June 21 2018 The New York State Court of Appeals’ decision in The People v. Credit Suisse Securities (USA) LLC, et. al...

SEC Fines Yahoo! Inc. $35 Million for Failure to Report Cybersecurity Breach

USA - May 1 2018 The U.S. Securities and Exchange Commission (“SEC”) fined Altaba, Inc., formerly known as Yahoo! Inc., $35 million for misleading investors...

The SEC Creates a Cyber Unit: Is the SEC Gearing Up to Bring Cybersecurity Enforcement Cases?

USA - October 4 2017 On September 25, 2017, the Securities and Exchange Commission announced that it had created a Cyber Unit to focus on cyber-related misconduct, such...

Post-Disclosure Agreement Not to Trade May Be A Basis For Liability Under the Misappropriation Theory

USA - April 17 2017 The SEC is locked in an insider trading battle against Leon Cooperman ("Cooperman"), a well-funded and shrewd financier. Mr. Cooperman heads Omega, a...

Risa D. Rich.

The Supreme Court Reaffirms Dirks and Rejects Newman’s Personal Benefit Test for Friends and Family

USA - December 14 2016 On December 6, 2016, the United States Supreme Court decided Salman v. United States, the first significant insider trading case in...

Alex J. Sabo, Sean J. Coughlin, Susan George, Rebecca E. Swenson, Joshua D. Jones, Tracey Salmon-Smith, Stephen R. Knox.