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New Jersey Debates Broker Conduct Standards In The Reg BI Era

USA - July 24 2019 This Client Alert updates our previous commentary regarding New Jersey’s efforts to establish a fiduciary duty applicable to all broker-dealers and…

Daniel S. Strashun.

First Department Addresses Limits on a Sophisticated Investor's Due Diligence Obligation

USA - January 7 2016 The New York Appellate Division, First Department recently addressed the limits on a sophisticated investor’s obligation to perform due diligence…

House Financial Services Committee Approves Bill Voiding ERISA Fiduciary Rule and Best Interest Contract Exemption

USA - September 14 2016 We are issuing the latest update to our recent Alerts regarding the final rules issued by the Department of Labor ("DOL") with respect to fiduciaries…

House Financial Services Committee Approves PASS Act Of 2017 Repealing ERISA Fiduciary Rule And Establishing Best Interest Standard Of Conduct

USA - October 13 2017 We are issuing the latest update to our series of Alerts regarding the final rules issued by the Department of Labor ("DOL") with respect to…

Congress Moves to Disapprove Department of Labor's Final Rules on ERISA Fiduciaries and Best Interest Contract Exemption

USA - April 22 2016 We are issuing an update to our recent Alert regarding the final rules issued by the Department of Labor (“DOL”) with respect to fiduciaries under…